Internal Audit-Capital Markets-VP


: $184,025.00 - $184,025.00 /year *

Employment Type

: Full-Time


: Financial Services - Banking/Investment/Finance

Loading some great jobs for you...

Morgan. Stanley is a leading global financial services firm providing a wide range of. investment banking, securities, investment management and wealth management. services. The Firm's employees serve clients worldwide including corporations,. governments and individuals from more than 1,200 offices in 43 countries. As a. market leader, the talent and passion of our people is critical to our success.. Together, we share a common set of values rooted in integrity, excellence and. strong team ethic. Morgan Stanley can provide a superior foundation for. building a professional career - a place for people to learn, to achieve and. grow. A philosophy that balances personal lifestyles, perspectives and needs is. an important part of our culture.. Department Profile. Morgan Stanley's Internal Audit. Department reports to the Firm's Board Audit Committee and comprises financial,. technology and risk auditors. Our mission is to be recognized as a strong and. high performing audit function that is viewed as a trusted authority and. advisor to the Board, Firm management and industry regulators in assessing and. strengthening the Firm's control environment. Internal Audit provides. independent assurance on the quality and effectiveness of Morgan Stanley's. internal control, risk management and governance systems and processes.. Technology. Auditors focus on the application and system infrastructure controls that. manage business risks and are responsible for understanding, analyzing, and. testing the technology controls, including those over data accuracy,. completeness and processing, systems development, application security and. entitlements, production management and technology governance. Technology. Auditors work closely with our Business Auditors to perform integrated audits.. Morgan. Stanley is seeking a strong technology audit candidate to cover the. applications and system infrastructure supporting the Institutional Securities. Technology Audit team. The candidate will be responsible for leading. technology-led audits and partnering with business auditors on other audits.. This candidate will provide coverage of assigned areas through relationship. management and continuous monitoring, manage the audit process from initiation. to completion, and develop talent. Other responsibilities include helping to. define the audit plan, managing the audit team, and reporting to management.. Primary Responsibilities. Manage and supervise a portfolio of. audit work (such as fixed income, equity, electronic trading, etc.) related to. technology coverage of Institutional SecuritiesAssist in the management and development. of a team of IT auditorsPartner with Technology and Business. Auditors to complete risk assessments, control environment assessments, audit. scheduling, audit planning, test plan development and execution, audit issue. documentation, and reports to senior managementBuild strong relationships with both the. Business Unit and Technology senior managementPresent issues and other reports to senior. management and regulators. Skills required. Ten or more years IT Audit experience. with a Financial Services, Brokerage Firm or a Public Accounting Firm with. emphasis on the Financial Services IndustryStrong knowledge of audit processes and. ability to review and manage the quality of audit workStrong written and verbal communication. skillsExperience in auditing complex applications,. system interfaces and infrastructure, data processing and technology general. controls (i.e. SDLC, Change Management, and data management controls)Familiarity. with systems and technologies supporting lending, sales and trading, capital. markets, and investment bankingKnowledge. of banking regulations, fixed income, equity, or prime brokerage is a plusKnowledge. of electronic/algorithmic trading including low latency trading, dark pools,. and associated risk management and compliance requirements is a plus. Professional. Qualifications. Bachelor's Degree (Computer Science or. IT related preferred)CISA, CISSP or CPA certification preferred*LI-ND1. Morgan Stanley is a leading global financial services Firm providing investment banking, securities, wealth management and investment man...
Associated topics: annuities, bond, broker dealer, ira, invest, investor, market, risk, stock, s p * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

Launch your career - Upload your resume now!

Upload your resume

Loading some great jobs for you...