Financial Compliance Representative

Employment Type

: Full-Time

Industry

: Accounting



RESPONSIBILITIES:

Kforce has a client seeking a Financial Compliance Representative in Milwaukee, WI. Summary: Our Corporate client is looking for a 6-month contractor to work remote as a Business Consultant. In this role, you will add value by helping our business partners grow their business by performing reviews and support in alignment with regulatory requirements and firm policies. You will have diverse tasks in your day to day activity and review an advisor's written correspondence or personal planning analysis tool approving a new investment account and/or reviewing transaction flags through their monitoring system.

Job Requirements:

REQUIREMENTS:

  • BA degree
  • 3-5 years of compliance experience is required
  • Must have Series 7 & 24 licenses; Series 9 & 10 is a plus
Kforce is an Equal Opportunity/Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, pregnancy, sexual orientation, gender identity, national origin, age, protected veteran status, or disability status.


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