Compliance Associate

Employment Type

: Full-Time

Industry

: Accounting



Rapidly growing Hedge Fund in NYC is currently seeking a Compliance Associate!

This Jobot Job is hosted by: Ryan Sullivan
Are you a fit? Easy Apply now by clicking the 'Apply on company site' button and sending us your resume.
Salary: $70,000 - $90,000

A bit about us:

Headquartered in New York City on Madison Avenue, the company is a rapidly growing Hedge Fund and private asset management firm specializing in serving institutions with approximately $3 billion in assets under management. The firm seeks an energetic, personable, and highly motivated individual with two to five years of professional experience as a Compliance Associate with Financial Services Experience..

Why join us?
  • Competitive Base Salary of 70-75K+
  • 401K with 4% company match
  • Flexible Work Schedules!
  • Accelerated Career Growth!
  • Approximately a 20% bonus
  • 100% Health benefits
  • Collaborative culture


Job Details
  • Assist in day-to-day compliance function of the Firm and its affiliated broker dealers
  • Perform compliance testing, monitoring and reporting in all relevant areas
  • Maintain and update compliance calendar
  • Assist in regulatory reporting and filings, such as Forms ADV, 13F, 13H
  • Assist with the administration of the Firm’s Code of Ethics
  • Work with outside service providers such as compliance consultants and legal counsel

Qualifications:
  • Bachelors Degree
  • 2-6 years of compliance experience at a financial company
  • General knowledge of regulatory requirements applicable to US investment managers


Interested in hearing more? Easy Apply now by clicking the 'Apply on company site' button.

Job Requirements:

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