Compliance Specialist

Employment Type

: Full-Time

Industry

: Accounting



Kelly Legal Managed Services is currently working on an exciting direct hire search for a Compliance Officer located in Pasadena, CA. This is a DIRECT HIRE opportunity with a competitive salary. The strongest fit for this role would be someone with regulatory and/or compliance experience - preferably within the securities and/or banking industry. Responsibilities:

  • Drafting and administering compliance policies and procedures
  • Responsible for identifying regulatory and legal requirements relating to the conduct of the Firm's investment management business
  • Act as primary point of contact with Regulatory Compliance Managers in non-U.S. offices
  • Manage all regulatory issues affecting the non-U.S. offices

Requirements

  • 5+ years of related compliance/regulatory experience - preferably in securities or banking industry
  • Bachelor Degree in related field
  • Experience with implementing and maintaining a compliance monitoring program internal processes
  • Expert knowledge in SEC regulatory requirements
  • Fixed income asset management experience preferred (if not fixed income, asset management experience will suffice)

If you are interested in this position and possess the above experience, please submit your resume in MS Word format immediately!



Why Kelly®?

As a worker today, it’s up to you to take charge of your career and look for opportunities to learn, grow, and achieve your potential. Helping you find what’s next is what we’re all about. We know what’s going on in the evolving world of work—just ask the 440,000 people we employ each year. Connecting with us means getting the support, guidance, and opportunities needed to take your career where you may have never imagined.




About Kelly®

At Kelly, we’re always thinking about what’s next and advising job seekers on new ways of working to reach their full potential. In fact, we’re a leading advocate for temporary/non-traditional workstyles, because we believe they allow flexibility and tremendous growth opportunities that enable a better way to work and live. Connecting great people with great companies is what we do best, and our employment opportunities span a wide variety of workstyles, skill levels, and industries around the world.

Kelly is an equal opportunity employer committed to employing a diverse workforce and providing accommodations for people with disabilities in all parts of the hiring process as required under its Employment Accommodation Policy. Kelly will work with applicants to meet accommodation needs that are made known to Kelly in advance.



Job Requirements:

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