- Brown Brothers Harriman
- $120,305.00 -157,490.00/year*
354 W 31st St
Sr Risk Specialist - Operational Due DiligencAt Brown Brothers Harriman, we believe no job is too big or small for any of us to handle if it helps our clients. We value passionate, committed people who enjoy collaborating with others to find new solutions to complex business challenges. We are looking for the type of person who speaks their mind, truly listens and steps outside their role to add value wherever they can. Someone who is driven to get things done and views obstacles as an exciting challenge that demands a creative solution. Above all, we seek someone who takes great pride in their work and is inspired and motivated by their role in protecting and enhancing our client s financial well-being.If you are looking for an entrepreneurial environment where you can learn and thrive, Brown Brothers Harriman is the right place for youJoin us as a Sr Risk SpecialistBrown Brothers Harriman is currently recruiting Sr Risk Specialist to join our Risk Team. In this role you will responsible for assisting in and supporting the operational due diligence review and monitoring of all investment managers reviewed and approved for the Private Banking investment platform. The population of managers includes all internal and external products including registered funds, hedge funds, private equity funds and separately managed accounts. The specialist will participate in and in some cases lead due diligence reviews focusing on a broad array of non-investment topics including portfolio implementation and monitoring, trading, brokerage practices, fund accounting and administration, human capital management, regulatory compliance, legal entity risks, tax risks, information technology, cyber risk and general business practices. The final due diligence reports will be presented to various oversight committees of BBH and fund boards.The specialist will coordinate with other parts of the BBH organization and its extended network to bring functional expertise to the operational due diligence process as required (e.g., investment teams, Investment Product Group, Credit, external consultants, controllers, Office of the General Counsel, compliance, audit). As needed, the Operational Due Diligence Analyst will work on other risk management initiatives not directly related to operational due diligence on investment managers, providing a broader risk management experience.Some of your key responsibilities include: Operational Due Diligence:Conduct on-site and off-site due diligence on behalf of BBH Private Banking for investment managers and relevant affiliated entities as deemed necessary.Review manager documentation including due diligence questionnaires, offering and deal documents, financial statements, regulatory filings and policies and procedures.Conduct key individual background checks.Prepare due diligence reports documenting the due diligence performed, findings and conclusions.Perform ongoing monitoring of customized enhanced monitoring plansBecome a subject matter expert on due diligence and become proficient in the areas of focus.For existing managers, the Analyst will lead the continuous due diligence efforts around approved managers, regularly providing updates, producing reports and escalating issues to senior LOB management.Coordinate with other parts of the BBH organization to bring functional expertise to the operational due diligence process as required (e.g., investment teams, Investment Product Group, external consultants, controllers, Credit, Office of the General Counsel, compliance, audit)Broader Risk Management:Perform due diligence on and otherwise provide oversight of service providers other than investment managers.Support the Risk Management group in other ad hoc initiatives and projects, particularly when the work is a good fit based upon acquired skill sets.Support the Investment Research Group and Investment Product Group in the development and implementation of the Private Banking investment platform.Participate in the fund governance structure of Private Banking including the organization and administration of Private Banking Funds Risk Oversight Committee meetings and agendas.What We Offer:A collaborative environment that enables you to step outside your role to add value wherever you canDirect access to clients, information and experts across all business areas around the worldOpportunities to grow your expertise, take on new challenges, and reinvent yourself without leaving the firmA culture of inclusion that values each employee s unique perspectiveHigh-quality benefits program emphasizing good health, financial security, and peace of mindRewarding work with the flexibility to enjoy personal and family experiences at every career stageVolunteer opportunities to give back to your community and help transform the lives of othersLIPOSTWe are an equal opportunity employer and all qualified applicants will receive consideration for employment without regard to race, color, religion, gender, national origin, age, genetic information, creed, marital status, sexual orientation, gender identity, disability status, protected veteran status, or any other protected status under federal, state or local law.Full timeNew YorkFull time
by Jobble* The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.
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